Information for Investors (MiFID)

NEW REQUIREMENTS FOR INVESTMENT SERVICES

In implementation of Directive 2004/39/EC of the Council of the European Union and the European Parliament on markets in financial instruments (MiFID) AB DNB Bankas, a member of the international finance group, complies with all the requirements binding on financial institutions in relation to the provision of transparent, professional and tailored best to meet customer needs investment services. AB DNB Bankas also applies all necessary measures to protect the investors’ interests and avoid the potential for a conflict of interests.

1st of November 2007 is the date of effect of the Law on Markets in Financial Instruments of the Republic of Lithuania transposing Directive 2004/39/EC of the Council of the European Union and the European Parliament on markets in financial instruments (MiFID) into the national legislation.

In implementation of the requirements contained in the Law AB DNB Bankas has prepared and kindly invites to get familiar with the documents to ensure honest, open and efficient cooperation in providing the investment services to customers:

 Policy for Execution of Orders (valid from 18 May 2010 till 9 November 2010)

 Policy for Execution of Orders (valid from 10 November 2010 until 2010 until 31 May 2011)

 Terms and Conditions for Provision of Investment Services (valid until 25 April 2010)

 Terms and Conditions for Provision of Investment Services (valid from 26 April 2010)

 Conflict of Interest Policy for Investment Services

 Description of Financial Instruments and Related Risks

 General Rules on Provision of Services

Pricelist for Investment and Ancillary Services


For more details, please, contact Markets Department, J. Basanavičiaus g. 26, Vilnius, or by phone, (8-5) 239 3503.

Is this information useful?
TODO: find out where to put these